| Month |
Deals |
|
Stock Code |
Deal Nature |
|
Role |
| |
| January | China Green (Holdings) Limited |
|
904 |
Main Board Listing | | Underwriter |
| |
| February | China Gas Holdings Limited |
|
384 |
Connected Traction | | Independent Financial Advisor |
| |
| April | Guangzhou Pharmaceutical Company Limited |
|
874 |
Continuing Connected Transaction | | Independent Financial Advisor |
| |
| April | Grand Investment International Ltd. |
|
1160 |
Main Board Listing | | Financial Advisor / Underwriter |
| |
| May | Shanxi Changcheng Microlight Equiment Company Limited |
|
8286 |
GEM Board Listing | | Underwriter |
| |
| June | Vertigo China Limited |
|
Unlisted |
Issue of First Convertible Notes | | Financial Advisor / Arranger |
| |
| June | Nanjing Sample Technology Company Limited |
|
8287 |
GEM Board Listing | | Co-Manager |
| |
| July | Vertigo China Limited |
|
Unlisted |
Issue Of Second Convertible Notes | | Financial Advisor / Arranger |
| |
| July | Sanmenxia Tianyuan Aluminum Company Limited |
|
8253 |
GEM Board Listing | | Underwriter |
| |
| July | China Gas Holdings Limtied |
|
384 |
Major and Connected Transaction | | Independent Financial Advisor |
| |
| August | Linkage Investment Holdings (China) Company |
|
Unlisted |
Issue of Convertible Notes | | Financial Advisor / Arranger |
| |
| September | Melco International Development Limited |
|
200 |
Refreshment of General Mandate | | Independent Financial Advisor |
| |
| September | Kam Hing International Holdings Limited |
|
2307 |
Main Board Listing | | Co-Manager |
| |
| September | China Gas Holdings Limited |
|
384 |
Major and Connected Transactions | | Independent Financial Advisor |
| |
| September | Zhongtian International Limited |
|
2379 |
Main Board Listing | | Co-Manager |
| |
| September | Guangzhou Pharmaceutical Company Limited |
|
874 |
Connected Transaction | | Independent Financial Advisor |
| |
| September | Vertigo China Limited |
|
Unlisted |
Issue of Third Convertible Notes | | Co-ordinator |
| |
| October | Melco International Development |
|
200 |
Discloseable and Connected Transaction | | Independent Financial Advisor |
| |
| October | Minglun Group (Hong Kong) Limited |
|
346 |
Mandatory Unconditional Cash Offers | | Financial Advisor |
| |
| October | Wing Hong (Holdings) Limited |
|
745 |
Main Board Listing | | Co-Sponsor & Lead Manager |
| |
| November | China as Holdings Limited |
|
384 |
Grant of Options and Refreshment of General Mandate | | Independent Financial Advisor |
| |
| November | ZZNode Holdings Company Limited |
|
2371 |
Main Board Listing | | Co-Manager |
| |
| November | Vertigo China Limited |
|
Unlisted |
Debt Financing | | Financial Advisor |
| |
| December | Medtech Group Company Limited |
|
1031 |
Proposals Relating to Refreshment of General Mandate and Increase in Authorized Share Capital | | Independent Financial Advisor |
| |
| December | Sino Union Petroleum & Chemical International Limited |
|
346 |
Connected Transaction | | Financial Advisor |
| |
| December | Emperor (China Concept) Investments Limited |
|
296 |
(1) Very Substantial Acquisition and Connected Transaction (2) Rights Issue and (3) Whitewash Wavier | | Joint Independent Financial Advisor |
| |
| December | Wanji Pharmaceutical Holdings Limited |
|
835 |
Refreshment of General Mandate | | Independent Financial Advisor |
| |
| December | Vertigo China Limited |
|
Unlisted |
Issue of Convertible Note | | Coordinator |
| |
| December | Fu Ji Food and Catering Services Holdings Limited |
|
1175 |
Main Board Listing | | Co-Manager |
| |
| December | Grandmass Enterprise Solution Limited |
|
8108 |
Proposed Open Offer of New Shares | | Independent Financial Advisor |
| |
| December | Peaktop International Holdings Limited |
|
925 |
Major Transaction | | Financial Advisor |
| |
| December | China Elegance (Holdings) Limited |
|
476 |
Major Connected Transaction | | Independent Financial Advisor |
| |
| December | China United International Holdings Limited |
|
273 |
Proposals for Renewal of General Mandate and Refreshment of Scheme Mandate Limited Under the Share Option Scheme | | Independent Financial Advisor |
| |
| December | Fanwo Electric (BVI) Company Limited |
|
Unlisted |
Issue of First Convertible Note | | Financial Advisor / Arranger |
| |
 |
 |
 |
 |
 |
 |
 |